Anti-money laundering: FSA thematic work

Resource type: Practice note

Status: Law stated as at 31-Mar-2013

Jurisdiction: United Kingdom

An overview of the FSA's thematic work to reducing the risk of money laundering in the financial services sector, before the FCA took over its financial crime responsibilities on 1 April 2013.

PLC Financial Services

Register for free access

To access this resource and thousands more, register for a free, no-obligation trial of Practical Law. Register using the button below, telephone +44 (0)20 7202 1220 or e-mail info@practicallaw.com.

A free trial will give you:

✔	Unlimited access to Practical Law online know-how
✔	Thousands of market standard documents and clauses
✔	Daily alerts and weekly update e-mails on key legal developments in your practice area
	Register

Log in

To access this resource, log in below or register for free access.

Contact us

Our customer services team are available every working day 8.30am to 7pm (GMT).

Actions

Resource information

Show resource details Hide resource details

Resource ID: 5-505-3095
Law stated date: 31-Mar-2013
Products: PLC UK Financial Services

Ask a question

Related content

Topics

Financial and Corporate CrimeFinancial and Corporate Crime (http://dispute.practicallaw.com/7-103-1182)

Practice note: overview

An overview of the UK anti-money laundering and counter-terrorist financing regime An overview of the UK anti-money laundering and counter-terrorist financing regime (http://crossborder.practicallaw.com/topic4-102-5253)

Practice notes

Counter-Terrorism Act 2008: HM Treasury's Schedule 7 regime Counter-Terrorism Act 2008: HM Treasury's Schedule 7 regime (http://crossborder.practicallaw.com/topic2-520-5364)
FCA's financial crime guide FCA's financial crime guide (http://crossborder.practicallaw.com/topic9-509-0166)
FCA's financial crime requirements FCA's financial crime requirements (http://crossborder.practicallaw.com/topic0-520-7571)
Financial sanctions: FSA thematic work Financial sanctions: FSA thematic work (http://crossborder.practicallaw.com/topic5-507-2174)
HM Treasury's post-implementation review of the Money Laundering Regulations 2007 HM Treasury's post-implementation review of the Money Laundering Regulations 2007 (http://crossborder.practicallaw.com/topic5-506-4013)
Money Laundering Regulations 2007: implications for FSMA-authorised firms Money Laundering Regulations 2007: implications for FSMA-authorised firms (http://crossborder.practicallaw.com/topic1-379-3441)
OFT anti-money laundering regime OFT anti-money laundering regime (http://crossborder.practicallaw.com/topic1-506-2167)
Third Money Laundering Directive Third Money Laundering Directive (http://crossborder.practicallaw.com/topic0-203-0953)
UK financial sanctions regime: an overview UK financial sanctions regime: an overview (http://crossborder.practicallaw.com/topic6-375-2155)
Wire Transfer Regulation: an overview Wire Transfer Regulation: an overview (http://crossborder.practicallaw.com/topic5-519-0592)

Checklists

FCA financial sanctions systems and controls: checklist FCA financial sanctions systems and controls: checklist (http://crossborder.practicallaw.com/topic5-505-3161)
Wire Transfer Regulation: checklist Wire Transfer Regulation: checklist (http://crossborder.practicallaw.com/topic4-519-0682)

Legal update: archive

FSA finds firms are adopting good practices for AML compliance FSA finds firms are adopting good practices for AML compliance (http://crossborder.practicallaw.com/topic0-381-0219)
FSA fines corporate advisory firm and its MLRO for inadequate anti-money laundering systems and controls FSA fines corporate advisory firm and its MLRO for inadequate anti-money laundering systems and controls (http://crossborder.practicallaw.com/topic7-383-9064)
FSA fines firm and its MLRO for inadequate anti-money laundering systems and controls FSA fines firm and its MLRO for inadequate anti-money laundering systems and controls (http://crossborder.practicallaw.com/topic8-502-2125)
FSA identifies weaknesses in anti-financial crime systems and controls in the small firms sector FSA identifies weaknesses in anti-financial crime systems and controls in the small firms sector (http://crossborder.practicallaw.com/topic9-502-3488)

Anti-money laundering: FSA thematic work

Register for free access

Log in

Contact us

Cookie Policy